BAKHMUT: RUSSIA'S STALINGRAD?

By: John C. Lesher

My life-long interest in history has been piqued in recent days by the horrors of the battle for the small Ukrainian town of Bakhmut. Russian attackers and Ukrainian defenders are locked in a deadly cycle of attack and repulse, attack and repulse—seemingly an endless spiral of conflict for a town of no appreciative strategic value. This brings to mind Stalingrad: the battle that historians generally recognize as the turning point in the Russo-German theatre of WW 2.

The German offensive of 1942 had reached the Volga River and its industrial capital, Stalingrad, by late August. Both sides knew that if the Germans could cross the Volga, German tanks would be unopposed: neither by nature—no forests, mountains or major rivers—nor by Russian troops-- Russian forces were depleted east of the river, except for their Far Eastern Army which Stalin kept in position in fear of an attack by Japanese allied with Hitler. After crossing the Volga the German Army could go north to the Urals and disrupt Russian weapons manufacturing and, more importantly, south to the Caucasus oil fields and eliminate Russia’s ability to fuel its tanks and industry. Without fuel the war between Germany and Russia most probably would be over.

Hitler’s generals advised him to by-pass the city and cross the river upstream and downstream, but Hitler’s megalomania prevented him from agreeing with that strategic advice. Stalingrad’s very name meant to Hitler that the city had to be captured—a political trophy in a massively bloody egotistical contest between two dictators. Germans entered the city and for 12 weeks one of the most sanguinary battles in human history played out. The town itself had no value; it was destroyed brick by brick and urban fighting raged between blocks of the city, between buildings within those blocks, between floors in those buildings and between rooms on those floors. The Germans would not relent, the Russians refused to lose, and the 12 weeks of resistance gave Stalin the time needed to build up strength across the Volga, especially the movement of his Far Eastern forces into European Russia. The Russians counterattacked in late November and that successful counterattack represented the beginning of the German retreat from offensive operations in the Eastern European Theatre. The entire German Sixth Army was eliminated with the loss of between 200,000 and 300,000 troops.

I am seeing strong parallels to Stalingrad in the Ukrainian resistance in Bakhmut and in Russia’s mindless attacks, which seek a “victory” whose only apparent rational purpose would be to appease Mr. Putin. Both sides are suffering greatly, but Ukraine’s motivation and morale remain high—just as the Russians retained their fighting spirit at Stalingrad regardless of their casualties. By contrast, news media reports indicate that Russian servicemen are poorly trained and equipped and their willingness to die for Mr. Putin in a war without a clear national purpose is questionable. I was a member of America’s armed forces in the Viet Nam era, and that latter point of unclear national purpose brings back painful memories.

The supposed scenario unfolding is that Ukraine’s army is slowly building strength for a counterattack, while refusing to lose at Bakhmut. They are trading their blood for time, just as the Russians did 80 years ago at Stalingrad. When the counterattack comes, will the Russians stand and fight, or melt away in a disorganized retreat? If a humiliating retreat, will Putin survive the obvious embarrassment and/or be tempted to use a nuclear option? Will this be another Stalingrad, but with a reversal of roles and Russians being the surrendering force?

We obviously will have to wait for an answer. Neither side will consider peace until a clear military advantage to one or the other becomes tangible. Russia’s non-nuclear military power has faded dramatically and irreversibly; the entire world sees that decline. That “power” is an embarrassment to a proud nation. Ukrainians are deeply conscious of this weakness, and determined Ukrainians will resist for as long as Western nations give them the material and financial resources to fight.  In the meantime, I can’t help believing that Russia’s military leaders see the unsettling specter of Stalingrad in their dreams and that they are reaching for their history books and talking to surviving veterans of that momentous battle.    

Electoral College Math

By: John C. Lesher

It’s well past the 2020 election of and the Associated Press and other media have proclaimed Joe Biden the President-elect by a popular vote margin of about 6 million ballots. That’s ostensibly a big win for Biden, but because we elect a single office, the Presidency, by using an Electoral College, the win for Biden was actually quite close. We don’t have one election for the Presidency—we have 51, and the cumulative results of those 51 elections do not necessarily correlate with the raw vote tabulation. The President-elect’s win could have been turned into a defeat if as few as 100,000 votes were selectively distributed among a handful of states, such as Pennsylvania, Arizona, Georgia and Nevada. In this system, all votes are not equal. Because of this dichotomy between the closeness of the Electoral College vote and the much wider margin of the 2020 popular vote tally, many are calling for the abolition of the Electoral College.

At the risk of oversimplification, the pro and con of the popular vote issue breaks down to two relatively straightforward positions: first, why keep the Electoral College when seeming fairness tells us to dump an anachronistic system and let the people decide, or, second, the Electoral college system isn’t perfect, but it works just fine because it preserves the balance of powers the founders sought. In truth, the potential unintended consequences of a switch to popular voting for the Presidency are not widely understood. The old adage “be careful what you wish for because you just might get it” applies here.

From a practical standpoint, switching from the Electoral College to a popular vote majority is not as easy as it sounds. It requires either a constitutional amendment or a state-by-state revamping of each state’s rules regarding the allocation of electoral votes. The constitutional amendment path will be very difficult, perhaps impossible.

As of the 2010 Census, three states (California, Texas and Florida) have large populations and they seat 116 of the 435 Members of the Federal House of Representatives. That’s almost 27% of the voting power in that chamber. Since seats in the House of Representatives are apportioned to the states every 10 years based on the Census Bureau’s resident population statistics, it is logical to assume that those three states also have roughly 27% of America’s voters. Preliminary indications are that the collective voting population in California, Texas and Florida will approach 28 or 29% after the 2020 census numbers are fully tabulated.

For a constitutional amendment eliminating the Electoral College to pass, 38 of our 50 state legislatures must ratify the proposal, but the demographic math doesn’t add up to passage. Seven states currently have population so low that they receive only one seat in the House; four others have only two seats and three have three. As noted, California, Texas and Florida currently have 27% of House seats and approximately that same percentage of the voting population. The 14 states having low representation and voting populations are just the opposite: 24 House seats out of 435 (5.5%) and a similarly small proportion of the nation’s registered voters.

In a national voting system where every vote is equal to every other, California, Texas and Florida will receive inordinate consideration during Presidential campaigns. Amassing Electoral College votes by small margins of victory in a few key states will no longer be a strategy.  Raw national vote totals will be the objective and California, Texas and Florida are where those votes will be found.  They, and a few other large population states, will be the subject of fawning attention from Presidential incumbents and hopefuls, with promises presumably being made for the “pork” that gets distributed in Presidential budget submissions. The 14 small states noted will be excluded from this feeding frenzy.

Why would any of those 14 small population states ever vote for a constitutional amendment potentially giving so much power, money and attention to California, Texas and Florida? My first sense is that the will of the electorate demands a popular vote standard for presidential elections, but my second sense is that the politicians who run our low population state governments will have deep reservations about approving a switch to aggregate popular voting by means of amendment ratification. It won’t happen.

That leaves advocates with the state-by-state option by which retains the Electoral Collage, but which becomes the equivalent of a popular vote election. In this system our individual state legislatures change their allocation rules so that 100% of the electoral votes within a state’s control are no longer given entirely to the presidential candidate garnering the most votes within that state. Proportionate allocation is the presumed  solution: if candidate A gets 55% of the vote within a state and candidate B 45%, A gets 55% of the electoral college votes allocated to that state and B gets 45%. The obvious problems are how to handle fractional votes and the effort needed to get a critical mass of states plus the District of Columbia to act in some semblance of unity. If popular vote election for the presidency is deemed to be a desired goal, it will take an enormous dedication on the part of the electorate to get our legislators to act en masse on this issue.

The process for a change to popular Presidential voting is relatively simple to understand, but have we thought this through? Do we really want the concentration of power in favor of large population states which will happen if popular voting for the Presidency is adopted? Popular voting has intuitive appeal to fairness and logic, but the real-world problem of the unequal distribution of political power brings us back to the 1780’s and the Constitutional Convention, where small states rebelled in fear of being overwhelmed by larger states. The compromise was a Senate of equal seating, regardless of the population of a given state. Popular voting for the Presidency will bring us back to the same arguments and fears.

Let’s slow down and talk this through. There are upsides and downsides to this issue and the downsides in particular have not been fully evaluated. Rushing into a “solution” without proper deliberation and an understanding of the true scope of the consequences is a very bad idea.

Forget Something?

By: John C. Lesher

Several days ago I wrote a blog addressing the fuss being raised about the US Post Office being unable to handle an alleged deluge of mail-in ballots, thereby creating a chaotic vote count situation this coming November. My opinion was—and is—that this is a false issue because the additional volume of mail being considered is only a tiny fraction of what the Postal Service handles routinely. The problem as I see it is not delivery—it is one of counting those ballots in the typical state where automated equipment is lacking and where each ballot must be manually opened, verified and tabulated. Simply put, the manual vote counting process takes time—lots of it.

The fear is that this attenuated manual vote-count process, which has never been seen in America in the volumes anticipated, will result in a significant delay in the reporting of election results.  In prior election cycles the typical state had only a tiny percentage of its ballots received by mail and results were verified and posted a few hours after polls closed.

Relatively small numbers of service members, diplomats and business personnel with foreign postings were the primary users of the mail-in privilege, but Corona-19 changed all that and now many states, including your author’s domicile of New Jersey, will send every registered voter a mail-in ballot, which might or might not be used. Other states are encouraging citizens to request a mail-in ballot-- Wisconsin reportedly has received well over a million such requests. Guesstimates of upwards of 80 million mail-in votes being cast are bruited about without any real knowledge on the part of those who spread such “facts.” However, if these large volume estimates are realized, the potential for significant reporting delays is a very disturbing possibility.  It will be heaven for conspiracy theorists.

The Washington Post (editorial) and the New York Times (general news article) separately published confirmation of the fears surrounding the potential for delayed election results caused by the inability of states to tabulate all those mail-in ballots in anything close to a reasonable period of time. The issue is not just one of counting delays caused by the sheer hours and days required to process votes one by one manually. An accompanying issue is that when the many states who decided to send universal ballots to their electorates began their planning, a minor detail escaped them. I say “minor” with a heavy dose of sarcasm.

Each state has a legal date by which a mail-in ballot must be received and therefore be eligible for computation. These receipt dates have been in the statute books for many years. Twenty-eight states have dates for receipt on November 2nd (2 of the 28) or on 2020’s Election Day- November 3rd. The expectation is that November 2nd and 3rd in those 28 states will witness an extremely heavy volume of mail-ins and the days-long process of manual counting and delayed results will only begin at that time. Unfortunately those 28 states are the good guys who will lead the vote count. Many of the other 22 states and the District of Columbia will be far behind. 

It seems that many of our elected state officials, particularly the governors, in their rush to prove their anti-Covid credentials, ordered universal mail-in balloting without considering those statutory dates of receipt. For example, my state of New Jersey has required that every registered voter receive a ballot by mail, but—whoops---the governor and legislature forgot to adjust the mandated return date for those ballots. That date is November 10th, a full week after Election Day. I must assume that this means New Jersey won’t be able to announce its official tally for dog catchers, let alone for the Congress and the Presidency, for a further week or so. I sincerely hope I am wrong about this, but I fear I am not. New Jersey is joined on November 10th by Minnesota, Mississippi, Nevada, New York and Utah. California? Our largest state, with 12% of America’s population and, presumably, 12% of America’s votes, doesn’t require mail-ins to be received until November 17th. Texas, our second largest state? November 4th; Illinois? November 18th; Washington? November 23.

The assumed delays in official results for this coming election have potential constitutional implications. Can you imagine a particular person in Washington quietly and meekly awaiting those results, or calmly accepting claims of victory by others? At the very least there will be a Tweet storm. Distrust and suspicion will be common currency.

This is a self-inflicted wound to our tradition of rapidly delivered, credible election results. Where it will play out—quite possibly in our court system—is anyone’s guess. All I know is that we didn’t think it through. Massive mail-in voting requires an array of automated equipment that will minimize the manual processes associated with opening, verifying and counting each envelope, as well as legislative action by the many states to move forward their mandated dates for receipt of ballots so that there is sufficient time for a definitive count to be delivered on Election Day.  

Mail-in Ballots

By John C. Lesher

I’ve been screaming at the talking heads on TV for the past several weeks and, since no one in a TV studio has been responding to me, perhaps a blog will get some form of feedback.

The fuss about the alleged failures of the Post Office and the certain collapse of democracy occasioned by mail-in balloting has me a bit hot under the collar. There are some real issues here, but for the most part innocent misconceptions and outright lies are the rule. Politicians will be politicians and Democrats are falsely claiming the sky is falling because of Post Office attempts to take a multi-billion dollar money loser and make it more business-like; the President sows unreasoned fear of massive fraud in vote-counting and of stolen elections. Let’s back up, take a deep breath and review objective facts.

The Post Office’s own statistics indicate that the United States Postal Service handles 750 million pieces of mail every day and that 189 million of those deliveries are first class mail. The first class part is important because any ballots sent by state governments to individual voters are in first class envelopes. Numerous articles in almost any paper you can read repeat ad nauseam that the several states that have decided to conduct balloting this November solely by mail, or by a combination of mail and polling place availability, will produce anywhere from 50 to 80 million  first class ballot envelopes.

Those envelopes will begin to be delivered to voters approximately one month before the November Election Day, depending on the requirements of state law. Voters can cast their ballots at any time after receipt. The only caveat regarding a return deadline is that the returned ballots must be postmarked by a certain date if the ballot is to be counted. State law determines each state’s deadline date.

Do The Math

Let’s do some numbers: 189 million pieces per day for 30 days equals a Post Office that handles routinely over five and a half billion first class envelopes in the month before the election. How many of the outside estimate of 80 million ballots will be returned is anyone’s guess and when they will be returned is also an unknown. Even If we assume that the higher estimate of 80 million is correct and that every one of those ballots is mailed back in the 10 days before Election Day, the addition to the Post Office volume is very modest; more realistic assumptions concerning volume and timing produce an effect on the Post Office that is simply not concerning. This is a false issue.

Once the ballots are in the mail, the real fun begins. The President’s mantra of distrust regarding election results, based in significant part on claims that vote counts will be riddled with fraud, has no statistical back-up, but does raise some legitimate issues. Massive fraud is not one of them.

Before starting on the concept of mail-in fraud, I wish to make it unequivocally clear that I favor mail-in voting. My doctoral dissertation involved a two-year study of certain aspects of America’s electoral system. One disturbing reality of our democracy is that we vote at rates that are the lowest of all liberal democracies. We tend to sit on the couch and let the other guy spend the time and make the effort to vote. In my opinion voting by mail will greatly increase the percentage of participation in an election by the public. All you have to do is fill out the form and put it in a mail slot (and you have 30 days in which to do so). The envelope doesn’t even require a stamp. No more excuses about needing time off from work or “it was today?? really??”

The issue of mail-in ballot fraud is a canard. de Tocqueville in his volumes On Democracy in America marveled at how there always seemed to be an election somewhere in America for some purpose. That widespread distribution of voting activity is our greatest protection against fraud. Every state, county, electoral district, town and ward has volunteers counting ballots, verifying signatures and overseeing the process. There are simply too many people involved in too many scattered locations to have fraud on a massive scale. Yes, fraud can and will occur--your local small town alderman could be elected by stealing some votes-- but truly significant vote manipulation sufficient to throw an election is hard to fathom on a district, state or national level. The thousands of citizens participating in the process insure probity, not to mention the fact that Democrats will check on Republicans without mercy and visa-versa.

That said, we cannot ignore some crucial issues regarding greatly expanded mail-in voting. There are many legitimate questions regarding ballot security and verification, but the salient concept is that of time. Americans are used to instant gratification in many things, one of which is the results of an election. “Who won last night” is a standard breakfast question the morning after the polls close. Unfortunately, we must accept the fact that mail-in voting tabulations cannot be accomplished in as timely a manner as we would like and this could lead to mistrust in government and deep suspicion concerning the issue of fraud. Large-scale fraud will not be there, but the lingering doubts of accurate election results will grow and fester as each day passes without an official tally or a concession by a candidate. This could be a conspiracy theorist’s paradise, but why?

Unlike the systems in almost all jurisdictions where a machine tally of votes is immediately available for verification, paper mail-in ballots must be handled individually: postmark date verified; authorized signature checked; vote-by-vote manual tabulation of each candidate and each office on the ballot, etc. Counting will take many days after Election Day, perhaps weeks. It is a potential train wreck in the making. I for one do not see our elected officials preparing for this. They all seem to accept the fact that some level of fraud could occur and that election results will be released far more slowly than in the past, but I see no public announcement as to how these situations will be addressed.

A suggestion: let’s have two Election Days—the first would be a deadline date for mail-in ballots that would be, say, two weeks prior to the first Tuesday in November. This will give election commissions time to count the mail-ins and insure their legitimacy. The second date would remain as is in November and voters would go to polling places. The obvious problem with this suggestion is the potential influence on an election if leaks occurred regarding the mail-in counts. My suggestion is not perfect, but if mail-in voting is to grow it must be accomplished by some system that assures the electorate of an honest result in a timely manner.

 

Historic Preservation--Westfield Style

By: John C. Lesher

I have reviewed the proposal for the creation of an Historic Preservation Commission being considered by the Town Council and am concerned about this legislation, particularly with what I regard as the lack of foresight and evaluation of the unintended consequences of this action. The HPC’s mandate will be to choose which properties in Westfield will be designated as “historic.”  

A home is the typical American’s largest financial asset, and enormous influence over the financial security of all town residents will be handed to nine unelected Commission members, eight of whom are to be appointed by the Mayor. That appointment power without third-party review has the potential to become deeply political. None of these appointed individuals will have public accountability, and some of them do not even have to be residents of the Town. Yet, they will wield enormous power. In general, there appears to be no limit to the Commission’s powers of designation, other than extremely vague and subjective criteria of evaluation contained in the ordinance.

What IS clear in the ordinance is that once a property is designated as “historic” severe restrictions on property improvements and sales will be imposed permanently on the designated properties and the property owners. Rights of appeal of the designation of any property or district as “historic” are notably weak. To my mind, the cumulative effect of this ordinance—zero accountability of decision-makers and little or no rights of protest-- is a taking of property without proper compensation—a constitutional violation.

I see little consideration of how this will play out in the real world. As currently proposed in the ordinance, individuals who desire to purchase a pre-1930 home (such as your author’s), demolish it and build anew will have to wait several weeks—perhaps months--for a ruling on a demolition permit according to the timeline in the legislation. Defenders of the ordinance claim that this demolition restriction applies only to developers. That is simply wrong. I know of several homes in Westfield purchased and demolished by individuals who were not developers. Also, what about a property owner not attempting to sell, who simply decides to do an extensive renovation involving demolition?

There isn’t a lawyer in this State who, once hired to represent a residential purchaser wishing to demolish a pre-1930 home, won’t fail to place language in the contract of sale that gives the purchaser the right to withdraw from the contract without penalty if a decision on the property’s historic designation is not delivered within a relatively short period of time. Financial institutions will follow suit and financing will be problematical. This probably will lead to a two-tiered residential market—pre and post-1930.  I fear that because of the uncertainty caused by the Historic Preservation Commission ordinance, properties constructed pre-1930 will suffer an immediate diminution of value.

Is the HPC prepared to give immediate responses to the many inquiries for designation that could flood it? The extended period of time in the ordinance for review and decision concerning a demolition request is deeply harmful to a seller or renovator.  I am opposed to this entire ordinance but, at the very least, the proposed legislation should have the following changes: (1) a short statutory time limit in which the HPC must rule on demolition requests by owners or in-contract purchasers: failure to rule in a timely manner --say, 7 days--should mean that the home in question is not to be considered historic, nor can it be reconsidered for historic designation at a later date. Demolition could then proceed as requested; (2) a meaningful process of appeal whereby an affected homeowner can successfully challenge an historic designation.

Finally, what magic is there in 1930? Is there some architecturally recognized era that 1930 divides from another historic period? I think not—it appears to be purely arbitrary and will fail for vagueness if ever challenged in court.

 

Coronavirus Part 9

By: John C. Lesher

My favorite state—New Jersey—has finally begun to loosen the governor’s Coronavirus restrictions and permit “normal” activity, such as meals in a restaurant setting. You thought toilet paper and paper towels were in short supply three months ago? Try getting a restaurant reservation today. Unfortunately, New Jersey’s version of dining out is to be taken literally: outside-only dining. “Al fresco” service is the cultured attempt to put a positive spin on the fact that wind and weather could ruin your linguine.

What bothers me is that so many times I have heard on TV and in newspapers that getting our economic and social lives back together—restaurant meals are a prime example---could be dangerous and cause more Covid19 infections. Counts of new infections (aka “spikes” in the news media) are continually proffered as evidence that the world is ending and we must get back into our self-quarantined mode for some further, indefinite, period.

I’m a great believer in facts and hard core data, but this observer sees no properly tabulated effort to separate fact from fiction regarding the pandemic. We have heard constantly that the number of cases is increasing every day. I accept that bland statement as true. However, by itself, in isolation, an increase in the case tally is meaningless. Our media should be ashamed of puerile reporting methods that give a partial, and possibly misleading, picture of the state of our recovery from the virus. This is dangerously close to fear-mongering and I must object.

For starters, every doctor in America worthy of self-promoting TV or radio air time has said we must test, test, test. I agree and, as best I can tell, tens of thousands of tests are being performed every day throughout the 50 states. This testing obviously uncovers infections, both current and prior. The fact that the case numbers have gone up is, to some unknown degree, a self-fulfilling prophesy because the testing is fulfilling its intended purpose of tracing this disease. More tests mean more cases, but that does not necessarily mean that the virus is spreading or contracting, or that it has become more or less lethal.

To get an accurate picture of this disease, and present facts to the American public so we can safely re-open our economy, we need to analyze the following:

1-What is the new infection rate among Americans? Simply counting the total number of cases is woefully short of relevance. Over the past, say, six weeks, has the daily new case number gone up, down or stayed the same? The absolute number of cases will go up in coming weeks (testing alone will insure that) but concerns are greatly mitigated if the rate of new cases is declining.

2-Hospital utilization should be examined. We heard over and over that our hospital facilities were about to be overrun by emergency cases of the virus. Thankfully, we now know that claim was true in only a few unfortunate situations, but we should take a hard look at our capacity to handle any new surge. Are the new cases producing a glut of new hospitalizations or are these new cases relatively mild and, in the main, not life-threatening? Is our hospital capacity being affected adversely?

3-The number of deaths is less important than the death rate. How many people die per some unit of comparison, such as deaths per 100,000 residents? Is it stable? Increasing? Decreasing? Do new deaths correlate with new infections? Ideally, new infections—regardless of rate—will be accompanied by a declining death rate.

4-Recent studies indicate that the virus targets our senior population with horrible efficiency. Conversely, younger people—especially those 21 or younger—have seen very little of this disease. Are new cases continuing this profile? Is the death rate among our seniors improving?

We need facts, not media hype and hysteria. The data are available. Our elected officials should do the right thing and go into full analysis mode. Hopefully, we’ll find that rising cases are accompanied by ample hospital capacity and a declining death rate among all age groups. If not, we can act accordingly and address problems as necessary. Until we get such a factual base of information I will take the poorly researched “oh my God” media reports with a grain of salt and will continue trying to make dinner reservations at any restaurant that will have me.

Coronavirus Part 8

By: John C. Lesher

The New York Times ran an edition recently in which the standard front page was replaced by the names of approximately 1,000 Americans who died from the Coronavirus. Names, ages and brief biographical notes were given. The deceased were listed in order by date of death, although the actual date and location of death for each decedent were not given. The data were culled from obituaries found in roughly 300 newspapers and other media sources published throughout the United States.

The method of listing was similar to the presentation of names on the Vietnam War Memorial in Washington, D.C., and, like a visitor to that Memorial, a reader is tempted to search the list to see if, sadly, some familiar name appears. I did the search and found no familiar name, but noticed something that caused me to take a much closer look at the thousand profiles.

The proportion of senior citizens listed was shocking. Throughout the lockdown associated with the pandemic we have heard that nursing homes were centers of severe infections and their senior residents were particularly vulnerable to the virus. The data in the Times indicate the brutal reality of that claim and possibly indicate that, if anything, its effect on seniors has been under-reported.  

I looked at each entry and recorded it by age group: under 30; 30-39; 40-49; 50-59; 60-69 and 70 and over. I cannot speak as a skilled statistician and assert with confidence that the thousand names presented (my count was 1,011) represent a truly random and statistically valid national sample of the victims of the virus. All I know is that the numbers published are as follows (age group followed by the number of deaths in that group out of the 1,011 deaths presented by the Times):

Under 30—11—one of these was a 5 year old; the next youngest was 22.

30-39—13

40-49—40

50-59—68

60-69—161

70 and over—718

Depending on how you identify a senior citizen, the percentage of senior deaths varies: 71% if only those 70 or over are considered, but the percentage rises to 87% if your definition starts at age 60. I am forced to repeat that I have no way of knowing if this thousand person sample is representative of mortality for the entire nation caused by the Coronavirus. That said, a thousand case sample is usually of sufficient size to give a clear indication of a valid trend line.

Assuming the validity of the sample, the data have a mix of good and bad news that we should study closely. I have said in prior blogs that I supported the decisions by elected officials in the 50 states to lock down our citizenry and, as a consequence, our economy. Simply put, our officials lacked concrete data and prior experience with a biological enemy and they decided to err on the side of caution. But now is now and we are beginning to see how this pathogen works its way through our society. We have an evolving “book” on this virus and should evaluate whether or not various impositions on social and business activities have been effective, or, much worse, have they been harmful—a cure worse than the disease. If the virus resurges in the fall or winter as some predict, will we apply the same prophylaxis? What have we learned?

The primary and glaring conclusion from the age-group breakout is that seniors need highly concentrated attention. It is a clear warning that anyone in a certain age group (your author is 76) is intensely vulnerable to the most damaging aspects of this virus. However, the 87% mortality number shown above for those over 60 couldn’t possibly have come solely from nursing homes and other residences of seniors.  I assume that the senior mortality shown came from nursing homes, Veterans hospitals and extended care facilities, but also included those seniors enjoying various independent living arrangements. I will leave it to experts to suggest methodologies by which we can protect all seniors, not just the institutionalized; suffice it to say that the Times’ data are a strong indicator that our aged populous needs a special and immediate focus from health providers.

What about other age groups?  For example, has closing our schools helped? We are intensely protective of our children, but the data raise the possibility that our youth are in far less danger than previously supposed. Several nations (e.g., Denmark) have re-opened schools with strictures such as social distancing in place. All persons under 30—not just children—represent only 1% of the mortality shown in the Times compilation. The 1% statistic drops to 1/10 of 1% when those 21 and under are considered.

Another query is whether we needed to shut down every business deemed “non-essential.”We’ll never know the answers until a survey of the entire mortality data set is subject to a rigorous statistical manipulation. That data set is available. We need our skilled mathematicians to review it and advise our elected officials as to the true risks to every segment of our population.

We must keep in mind that there are tolerances in life that we accept as necessary. The 35,000 killed annually in motor vehicle accidents, and the 2,000,000 injured, is a prime example. I believe if the full data analysis suggested by this blog is performed, we will be able to judge with a reasonable level of accuracy the risks of any particular activity to any segment of our population. We then can target our remedies onto specific areas of concern and avoid a repeat of the one-size-fits-all lockdown of an entire society. 

 

Coronavirus Part 7

By: John C. Lesher

It’s mid-May and most of the nation has been locked down for many weeks. It’s time we begin the assessment of what we did right or wrong in our response to the virus. It’s far too early to reach definitive conclusions, but, on the supposition that there could be a second round of this pandemic before we find an effective vaccine, we should start to evaluate the merits of what we’ve done to contain this disease. If it comes back, what prophylactic methods would serve us best: what should we keep as having been of proven effectiveness and what procedures can we discard safely because they were constraints that were of dubious value?

We now are aware of the collateral damage of a lockdown: economic chaos. Given that reality, what appears to have been necessary (and to have worked) and what was overkill?  It is easy for me to have a critical eye because I have the benefit of hindsight. Our elected officials had no unerring crystal balls at hand and they made hard choices based on the information and expert advice they were given. They chose--wisely-- to err on the side of caution. I understand and support that, but this is now and we have approximately three months experience with our lockdown. We need to get into military mode and make an objective “after action report.” 

A first look should be to question the one-size-fits-all approach to a national lockdown. Some states recorded a death rate from coronavirus not substantively different from that allegedly caused by the seasonal flu we take for granted; others--notably the New York/New Jersey metropolitan area--were devastated.  The necessity of equal lockdown treatment in these disparate cases should be evaluated objectively. A second matter to examine is the horrible toll experienced in residences for seniors, but this examination should not be confined to long-term care facilities like nursing homes.  As an example, newspaper headlines indicate that some VA hospitals, which have large numbers of senior patients, have had disturbing rates of both infection and death.

A recent article in the New York Times noted that a bit more than a third of all deaths attributed to the pandemic, occurred “at nursing homes and other long-term care facilities for older adults.” These facilities had only 11% of America’s recorded cases.  If you could play a statistical mind game and pretend that America’s senior residences and New York City and its suburbs didn’t exist, deaths from the pandemic would be reduced by well more than half. That fantasy obviously can’t be realized, but it does point to a possible approach if we have to go through another round of containment. Instead of universal rules imposed on all geographic areas, businesses and facilities equally, why not try a targeted approach? I am not the first to suggest this: tailor and adapt our remedies to our needs.  

Service curtailments, or even shutdowns, in the crowded trains, subways and buses of densely populated urban areas such as New York are fully warranted; so too are cancellations of massive sporting events. Senior residences need lockdowns to the extent legally permitted in order to protect the most vulnerable among us. These are the easily identified targets. However, do we need to close all table service at every restaurant in America, or shutter the thousands of other types of businesses that have a modest flow of in and out traffic during hours of operation? Should we have categorized all businesses, wherever located, by the criteria of “essential” or “non-essential?”

I believe the effort to categorize by the standard of “essential” vs. “non-essential” was valid, but incomplete. That binary choice was the easiest and fastest to make, but in addition to deciding what was and what was not “essential,” we should have looked at business and non-business activities in the context of the probability of contamination and spread of disease. That would include location, frequency of use and an assumed degree of human interaction. Airlines, subways, public beaches and large spectator events by that standard have high interaction and need restrictions on use, but you could argue that closing down a golf course or a public park had no effect on either the spread or the containment of coronavirus. The same is true of many business activities.

The standard just suggested, if applied to business in general, would have resulted in the development of rules of use that might have permitted many businesses to continue in operation, albeit with restrictions. Restaurants and fast food outlets could have remained open for table service with x customers permitted at any one time and with social distancing rules in effect. Millions of employees would have retained their earning capacity. Many states are now beginning a cautious reopening process with similar rules being enforced.

This pandemic will end only after development and widespread use of an effective vaccine. In the meantime, let’s take a detached and austere look at what we’ve done and attempt to measure the effectiveness of how we organized our fight against coronavirus. Maybe we’ll find that the total lockdown was fully warranted, maybe not, but failing to evaluate our actions will only guarantee another painful round of economic uncertainty if the virus visits us again.

 

Coronavirus Part 6

By: John C. Lesher

I’ve written about the virus itself in five prior blogs, but now it’s time to evaluate ancillary matters—very serious ancillary matters: who pays for all this and where does the money come from?

Economies are circular things that depend on a form of velocity—the velocity of money. I earn money and save some, but spend most of it on necessities and taxes. If I am lucky enough to have surplus income after those required expenditures, I use my disposable income on luxuries. I go to the movies, take a vacation, go out to dinner. At each step of this spend-the-income process, the money I distribute pays another person’s salary or pays for some good or service. The money representing those salaries and goods and services is, in turn, spent by the recipients and also taxed—the same dollar gets spent and taxed multiple times.

The more often and faster we Americans spend our dollars the faster money gets circulated and the Velocity of that money goes higher. More velocity means more jobs, but also more tax revenue to fund government. But what if some crazy, totally unanticipated happening throws a wrench into the smoothly running gears of our economic system? Something that stops monetary velocity cold?

Well, it happened. So now what? Washington has passed relief legislation totaling trillions of dollars for individuals and small businesses, but relatively little of that is directed at state government. Our federal constitution gives the federal government—and only the federal government—the right to print those Federal Reserve Notes we love to fold and put into our pockets. State and local governments are completely dependent on tax revenue generated from some combination of federal distributions, property taxes, fees, sales taxes and income taxes. The obvious problem is that when people lack employment, state and local economies sink rapidly.

State and local tax receipts have been eroded dramatically by the Coronavirus, but the typical government is reluctant to lay off the multitude of teachers, police officers, firefighters, judges, prison guards, etc., that provide services to civilians. States also contribute large sums for numerous other things we never see, but take for granted: Medicare/Medicaid payments, highway upkeep, health and pension contributions and aid to education are a few among many. State monetary reserves are eroding rapidly; significant curtailment of state aid to individuals and local communities and/or large scale layoffs of service personnel are disturbing possibilities. We can live with potholes, but police and fire protection are basics.

The money machine of Washington must turn its attention to the states. My suggestion is to go to the New York City playbook from the mid-1970’s. The City was effectively bankrupt and a rescue package was assembled by leading Wall Street investment bankers, led by Felix Rohatyn of Lazard Freres. Rohatyn’s creation was the Municipal Assistance Corporation (foreverafter, The MAC). It issued long-term bonds whose proceeds paid off the City’s short term debt, jawboned banks into lowered interest payments, required unions to accept wage freezes and benefit cuts, forced the City into fiscal prudence and successfully lobbied Washington for aid from the federal government of approximately 20% of the face value of the bonds issued. The City also ceded certain taxing authority to the State of New York and those “temporary” taxes remain in effect today.

A duplicate of the MAC program does not neatly fit into the needs of our states stemming from the Coronavirus. However, it gives a view from 30,000 feet of how an aid package could be implemented. Perhaps the federal government could set up a lending facility administered by the regional Federal Reserve banks that would lend money on very favorable terms to the states. Loan forgiveness over time would be part of the package, but only if a borrowing state adopted certain standards of fiscal restraint.

We have to get the country back to work and to our new normal, whatever that is. While doing so we must not lose sight of the fact that government and the services it provides through our tax dollars must be an equal partner in this recovery.

 

Coronavirus Part 5

By: John C. Lesher

I’ve been writing blogs on this pandemic for several weeks now, but this one is, to me, the most serious of all. We’ve been locked down for the better part of two months and the most obvious effect has been the startling rapidity of the collapse of America’s economy. The standard reason given for immuring more than 300 million citizens is the health and personal safety of those millions. Government’s primary obligation in a liberal democracy is the security of those it serves, and health is a vital part of that obligation. The fact that the US has had over 60,000 deaths from Covid 19 is testament to the need for dramatic action on the part of government, and my sympathy goes out to those who have suffered loss from this terrible disease.  

Now comes the “But.” At what point does the lockdown become more harmful than a re-opening of our way of life? I have no crystal ball to give an unerring date or roadmap in answer to that question. I only know that the concept of “health” has different perspectives from which it can be viewed.

Attempting to stop or slow the coronavirus is a major component of the current evaluation of the term “health,” but there are deleterious side effects that are inextricable from the lockdown. They consist of the negative physical, mental and economic pressures directly caused by the social distancing and business curtailment restrictions under which we now live.

At the moment, national news outlets are saying that 95% of dental care in America has been eliminated along with almost 100% of elective surgery. Local hospitals and emergency rooms are devoted to coronavirus cases and are very reluctant to use the time of their doctors and their beds and equipment for any but the most pressing admissions. The medical group to which my doctors belong has sent out e-mail messages stating that virtual office visits will commence this week, but seeing a doctor “live” is still verboten. In sum: the standards of care to which we have been accustomed are no longer there and no one can predict when they will return.

How long can we go before dental issues become more serious than mild toothaches, or elective procedures degrade to surgery being “medically indicated?” How many visits to doctors’ offices must be deferred before the lack of follow-up testing resulting from those missed visits permits the widespread continuation of undiscovered complications that would have been revealed under normal circumstances?

Mental and economic health are closely linked. The mental pressures on those millions who live on weekly paychecks with little cash in reserve are enormous. Thirty million new unemployment claims in the past four weeks says all that is needed to know. Governor Phil Murphy admitted on national television that he re-opened state and county parks out of concern for the mental health of New Jersey’s residents.

I believe it is time that we ask a difficult question: how long can these restrictions go on before the benefits produced by disease control measures are superseded by detrimental physical, mental and economic effects on the populous—when more people are adversely affected by lockdown than by coronavirus--when the cure is worse than the disease? Logically, there is a point at which the trend lines cross. Would we keep the nation in lockdown for six months after the last Covid 19 case was reported? That’s a rhetorical question and the obvious answer is “of course not.” That said, what benchmark will we employ to evaluate the need for continued lockdown or a release from confinement?  

Another way of phrasing this is: what levels of morbidity and mortality will we accept as the cost of re-opening America? We accept 35,000 road deaths per year and two million injuries because we consider cars and trucks to be integral to our lifestyles. We can’t realistically say that coronavirus will be wiped out in the coming few months, so, are we willing to make a similar qualitative/quantitative choice regarding Covid 19?

I don’t believe that the lockdown orders will morph into widespread civil unrest, but I do expect non-violent civil disobedience to grow because Americans want—very badly—to work. Let’s be clear-eyed about this. We are soon going to have to make a very hard evaluation: continued lockdown or a tentative and careful re-emergence of our economic structure, knowing full well that more deaths will ensue.

Coronavirus Part 4

By: John C. Lesher

This is my fourth blog since early March concerning the coronavirus plague. I don’t regard these missives as a journal, or chronology or a diary: just a series of thoughts based on day-to-day observations of fellow Americans coping with the economic and societal consequences of “social distancing.” A read of Defoe’s A Journal of the Plague Year would be a good start for all of us trying to understand the fully realized consequences of an all-out pandemic (in Defoe’s case, London in 1665). Thankfully, Defoe’s Journal is not America’s reality.

But, what is our reality? In addition to the illness tolls we read about every day, dramatic economic failures are the inescapable norm at the moment. As this is being written, over 26 million new unemployment claims have been filed; airline runways are, as usual, filled with planes, but these planes are parked, not awaiting takeoff; my wife and I had planned a 50th anniversary cruise followed by a 5 week rental in Paris—good luck with that; construction is less than half of what it was two months ago. Ok I’ll stop—you know the drill.

Two things are obviously needed to get us out of this horrible rut. The first is a safe, effective and widely utilized vaccine; the second is a restart of the stalled economy. I know far more about business than medicine, so I’ll stick to my knitting and present a few thoughts on economic matters.

Governors and health experts are filling the airwaves with constant references to the necessity of widespread testing as a first step to re-opening America for business. The cogent reason given is that we need a reliable statistical profile of this disease in order to evaluate when and where conditions are sufficiently safe to restart economic activity. I agree with that assessment. My only quibble is that I believe the required profile already exists, or at least is well underway to compilation, and I hope our statistical experts look at data hiding in plain sight.

A front page New York Times article on April 24th, is a starting point. The article is headlined “Coronavirus Death Rates: How the States Compare,” and jumps to charts on P. A11 that tell an intriguing tale. The charts measure death rates per 100,000 residents of each state. Some of the death rates are heartbreaking—New York at 79, New Jersey at 57, Connecticut at 43 and Massachusetts at 32 lead the nation, along with Louisiana, which matches Massachusetts at 32. In terms of human life, a state like New York, with 20 million residents, had 16,000 deaths at its rate of 79 deaths per 100,000; New Jersey with 8 million residents and a 57 rate per 100,000 has experienced 4,700 deaths.

The “BosWash” corridor from the nation’s capital to Boston has experienced in excess of half the cases and deaths from coronavirus in the United States. Approximately one or two percent of our land mass has experienced more than 50% of the morbidity and mortality of this pandemic. This is presumably in large measure because BosWash is America’s most densely populated area, centering on New York City. Whatever the reason for this concentration of coronavirus infection in the Northeast, the fact is that its distribution throughout the 50 states is very uneven.

A further look at the charts published by the Times tells a more hopeful story. Particularly notable is the experience of 13 of our states. Seven of them (Alaska, Arkansas, Hawaii, Montana, South Dakota, Utah and Wyoming) have experienced one death per 100,000 residents. This translates in Montana, with one million residents, to only 10 deaths from coronavirus. It is notable that the governors of Arkansas, Utah and Wyoming have not issued stay-at-home orders, although they have strongly encouraged social distancing, closed schools and banned mass gatherings. An additional six states (Nebraska, North Carolina, North Dakota, Oregon, Texas and West Virginia) have slightly higher death rates at two per 100,000 residents. Nebraska and North Dakota do not have stay-at-home orders, but also have restricted gatherings, closed schools, etc.

Eight of the states where low death totals per capita are concentrated are low-population jurisdictions, but Hawaii, North Carolina and Texas don’t fit that mold. Hawaii’s head count is 1.45 million, but 2/3 of that number is on one island, Oahu, which has a density of 1,600 residents per square mile. That density is exceeded only by America’s largest metropolitan areas; North Carolina’s population is nearly 11 million (ninth most residents in the nation) and Texas is our second most populated state with 25-30 million.

I’ll leave it to social scientists and medical professionals to devise theories explaining why these 13 states have suffered such limited harm from the coronavirus. I’ll look only at the death rate and pose a challenging question. Should these 13 states resume business activity, at least on a tentative and carefully controlled basis?  Is a bakery in Missoula a danger to society? A Burger King in Wheeling a public menace? At some point in the near future we will have to assume the risk of resumed business activity and social interaction. Why not start—cautiously!!- in states with very limited adverse effects from the corona virus?

The BosWash corridor obviously needs close monitoring that will continue until those areas have infection and death rates greatly reduced from present statistics. However, a national one-size-fits-all lockdown approach to control the spread of this virus might be an unwarranted cure worse than the disease.  Equating New York City and Wyoming is, frankly, illogical. Let’s take prudent and carefully monitored steps to re-open America, and start with those 13 states.

Coronavirus Part 2

By: John C. Lesher

Two and a half weeks ago I wrote a blog in which I speculated that coronavirus-19 had infected thousands in the NY metropolitan area weeks, or even months, before it was correctly identified. I suggested that those who “had the flu” this past winter volunteer to be tested for coronavirus antibodies. The antibodies, if I am right, will be found and could be used to develop a vaccine. I also expressed my belief that the medical, economic and social pressures we are experiencing will only disappear when some reputable research facility announces the development of a vaccine that can be produced quickly and in volume.

Last week two newspaper articles I read noted that hospitals in the US were requesting recovered coronavirus patients to give their blood so that their plasma could be used as a treatment for the seriously infected. That fact leads me to expanded thinking on the topic of a vaccine.

As I understand it, the virus known as “19” (because it was discovered last year) is one of a family of viruses that evolve and mutate regularly and with astonishing speed. If so, then 19 might be the first wave of a potential series of viral pandemics. I am not a Chicken Little warning you that the sky is falling after being struck by an acorn from above, nor do I wish to be a Cassandra, accurate in prophecy, but dismissed as a raving crank. I regard myself as pragmatic and believe we must take a cold and clinical view of what this pandemic teaches us.

Our only true defense is one that is active: that means a vaccine. Everything else is reactive and catch-up. If this virus returns next winter, and we do not have a vaccine in place, our experience this season means we will have the needed ventilators and masks in abundance, as well as a population that has some degree of resistance.  This will mitigate our needs, but is no substitute for an effective vaccination program. But what if coronavirus-19 doesn’t return as-is and takes a mutated form? Let’s call it coronavirus-20. What then? Will any vaccine currently being developed as a defense against 19 be a protection against 20?

The Congress has just voted a 2.2 trillion dollar financial package to assist the millions who are adversely affected by the mandated shutdowns of our economy. All well and good—I fully support this emergency response by government. However, one element of that package needs a major re-thinking. It doesn’t go anywhere close to funding the long-term anti-disease needs of America. I stress the words “long-term.” This assault by pathogens isn’t going away.

I fear we are in a new age where the power of military weapons is dwarfed by the mega-trillions of life forms called viruses that we can’t see, feel or communicate with. Excuse the cliché, but we need a new Manhattan project to research and develop defenses against these invisible enemies. The Centers for Disease Control and Prevention must be expanded massively, with co-operative ventures entered into between the federal government and the highly regarded, already staffed and equipped university hospitals and research labs that are common in the United States. This domestic co-operation also could be international—perhaps a NATO-type alliance for peaceful research into these diseases. The obvious Holy Grail would be a family of vaccines effective against whatever Mother Nature chooses to throw at us in coming years. Talk is cheap and time is short—let’s get going!

Coronavirus Part 3

By: John C. Lesher

Remember the scene in JAWS when the mayor of Amityville ordered Chief Brody to remove his BEACH CLOSED signs and then told everyone it was safe to go back in the water?  The end or reduction of corona 19’s mandated social distancing and the random attacks of a rogue killer shark aren’t quite the same, but the lingering doubts about personal safety are real in either case.

I have written in previous blogs that our trepidation concerning renewed close personal contacts won’t go away fully until we see a safe, effective and internationally utilized vaccine. We’ll slowly return to “normal,” but 12 months or more for development, testing, manufacture  and distribution of a vaccine is what we hear from experts—let’s hope the “or more” part doesn’t materialize.

As normalcy returns, what will our lives be like outside the burrows we have inhabited for many weeks? I’ll assume that a reasonable supply/demand balance for toilet paper, paper towels and hand sanitizers eventually will materialize, but will you be eager to host Thanksgiving dinner this year? How will you greet and say good-bye to friends and family? Lots of hugs and kisses? Maybe not. Will you continue to work frequently from home or hop on the bus/train/subway and resume your daily commute?

A host of other such questions is unanswerable at the moment. Will my wife and I resume our pre-virus routine of dining out frequently? Movies followed by the really great Chinese place around the corner from the theatre? Broadway shows? Sporting events? One risk most of us will take is a visit to a hairdresser or barber. I say “most” in deference to my reality of being bald on top, although I’m beginning to look like Disney’s shaggy dog around my ears and neck. These matters all boil down to an inter-relationship between how willing we are to resume social contacts and--think about it-- how much money we wish to spend during that process.

I’ve made light of some things, but stark reality tells us that we are a nation with significant disposable income and our economy depends on a collective America getting off the couch and spending that surplus money on entertainment or simple pleasures. The fact that 22 million Americans filed for unemployment benefits in the few weeks since governors ordered restaurants and other places of congregation closed is testimony to the extent America’s economy is based on our non-essential spending habits. It’s a vicious downward spiral: by staying at home and not spending money, millions lose jobs because tips disappear and employers lack the cash flow to pay salaries; the millions who lose jobs obviously have far less money to spend and this exacerbation causes further job losses. That is why it is so vital that Federal and State governments send out assistance checks ASAP so that basic necessities can be purchased, money can circulate and, hopefully, job creation can resume.

As the days, weeks and months go by, this crisis will ease and individual choice will decide the extent to which we are willing to interact with our fellow humans. I respect that. However, a hunker-down mentality has to be replaced by one where we recognize the mutual interdependence of our health and personal safety and the economic health of society. Stated simply, we need to get out of the house and slowly, but surely, restock ourselves with what social scientists reference as “social capital.”

Social capital is a catch-all term for the myriad inter-relationships with others we engage in every day. It is the polar opposite of sitting at home in isolation. We need to rebuild social capital:  buy a book and restart your book club discussions; reconvene your PTA and its fundraisers; go to the gym; patronize a restaurant; meet a friend for coffee; visit museums and houses of worship; start purchasing small luxuries again, even if they are purchased from an internet catalogue and delivered to your home.

Getting over this pandemic will be similar to a recovery from orthopedic surgery. Not doing the recommended exercises retards the pace of healing and downgrades the quality of the procedure. Putting up with the therapist’s demands speeds you to a more rapid recovery with superior results. In this case, “corona therapy” calls for rebuilding social capital by overcoming the fear of a resumption of interaction with others, coupled with the willingness to resume prior spending habits. The fear of renewed contact, and the resumption of a lifestyle, is visceral, but we have to make this choice at some point in the relatively near future.  As for me, I’m looking forward to my local movie theatre followed by lo mein at that great Chinese restaurant.

 

 

Coronavirus

By: John C. Lesher

I regard myself as a logical person and sometimes that leads to problems—like now. We are painfully aware of the growing effect the Corona pathogen is having on our lives. At the moment the government has announced the discovery of about 2,000 cases in our nation of 325 million, with 40 or 50 deaths. My sense of logic tells me that something is wrong here, but I am not sure what it is.

A short digression: For many years I was a suburban commuter. I retired in 2013, and from late 1978 to retirement my daily schlep was into Manhattan. My typical day was from my home in Westfield, NJ, to Newark, NJ, by train; switch trains in Newark; train ride to New York Penn Station and from there into the labyrinth of New York’s subway system. It’s important for a reader of this blog to understand the daily impositions attendant to a New York commute. The trains are crowded, the commuter hubs such as Penn Station in New York are crawling with humans and the subways often make the first two seem like a walk in open country.

A recent article in the Newark Star Ledger noted that well over 300,000 workers commute to NYC every day on New Jersey transit trains. Some other large number takes New Jersey Transit buses into the City. Supplement this mix with passengers from other suburban train and bus lines, such as The Long Island Railroad and the Metro North system, and you will see that something like one million workers somehow squeeze into New York every day from suburban locations, most of whom end up in Manhattan.  Inter-borough traffic adds tens of thousands more.  Once in the City, subways and buses become the preferred modes of transit. The Metropolitan Transit Authority (MTA) has claimed a daily 2019 volume of 7,200,000 subway and bus rides (not individuals, but rides, because one person often takes more than one ride per day). Recent newspaper articles indicate that ridership on the MTA system has dropped about 20% in the past two to three weeks, but that still leaves millions of daily human-to-human contacts.

The sheer volume of commuting ridership, coupled with the intense crowding of buses, trains and subways, is where my problem in logic is centered. As noted, we have roughly 2,000 reported coronavirus cases documented in the US as of today, 13 March 2020. Given the extensive co-mingling among commuters, why don’t New York, Northern New Jersey, Long Island, southwest Connecticut and the counties just north of the City have hundreds of thousands of cases?

We are advised every day to avoid crowds. Civic engagements, museums, schools and venues for sports and entertainment have been cancelled or postponed. In spite of that, the commuting systems into and throughout New York continue to operate, even if people out of concern have reduced their use of public transit.  Surely someone at some point in a commute coughed on someone else. Why haven’t pandemic numbers of coronavirus cases been discovered among the commuting population? Is it possible that untold thousands of these commuters did get sick and contracted “the flu” many weeks or even months ago, when the cause of their ailments was actually coronavirus?  Has coronavirus been with us, unrecognized, far longer than supposed?

Right now we have a dearth of objective, fact-based information on coronavirus-19 and I don’t believe the anxiety and uncertainty dominating our headlines will go away until some reputable pharmaceutical company announces that it has an effective vaccine. This might seem like a completely unrealistic thought, but would it be crazy to have our political and medical authorities request those among the commuting public who “had the flu” this winter to volunteer to give a blood sample for analysis? My sense is that coronavirus-19 is not the new kid on the block and that many commuters unknowingly contracted this disease over this winter season and fought their way through it. A blood sample will indicate the presence or absence of antibodies formed when our immune systems resist disease. Those anti-bodies will give our health officials strong indications of the extent of the virus, as well as its potency. More importantly, the antibodies will show the way to a vaccine. As noted earlier, my belief is that only a vaccine will end the disruptions we are currently experiencing.

 

Amateur vs. Pro

By: John C. Lesher

The NY Times had a sports section article about a growing controversy concerning collegiate athletics. In simplest terms: should the NCAA drop its insistence that college athletes be uncompensated amateurs while competing for their respective institutions? The question is pretty much moot when it comes to sports such as volleyball, crew and wrestling—sports that lack successful professional leagues or have a low probability of an athlete signing a lucrative endorsement contract. However, for collegiate athletes participating in the Big 3 of football, basketball and baseball, as well as golf and professional track and field, the question takes on a new dimension. College is where young athletes develop their skills to a level where highly paid professional careers become viable. Should those college years be an unpaid apprenticeship for the future?

Many states are debating the right of an athlete to receive remuneration for playing on a college varsity that goes beyond the traditional scholarship trinity of room, board and books. Some, such as California, already have passed legislation advancing the rights of their athletes to be compensated for representing state institutions in athletic contests and using the athlete’s likeness or speech to do so. The reasoning is hard to dismiss. College athletics has become a multi-billion dollar business, with money being received from numerous TV venues, equipment suppliers and corporate bowl game sponsors, as well as the traditional ticket sales, parking fees and concession stand receipts. Successful college coaches in major sports throughout the United States make seven figure salaries supplemented by product endorsements and radio and TV shows. Why shouldn’t the performers in these entertainments—the athletes—be given a slice of this very large pie?  Why shouldn’t they receive salaries and be permitted to seek endorsements?

Evidence that money has come to dominate collegiate athletics is not hard to find. In the 2019/2020 football bowl season, star players from several bowl-qualified teams refused to play in the bowl games, fearing that a possible injury would shorten or terminate a lucrative career.  The NCAA seems to have given up on stopping the movement toward compensating athletes and has begun to take the posture that this is a federal issue that needs a uniform, nation-wide standard. The NCAA argues that having 50 separate states pass compensation laws will only lead to a chaotic recruitment process and, possibly, restrict inter-state competition. By this reasoning, Congress must get involved and bring order to a confusing set of facts and claims. 

The arguments just noted look at one side of an issue: the fairness of having large sums of money being earned by institutions and employees of those institutions while the individuals who are largely responsible for earning that money are given a virtual pittance as compensation. That is a relevant debate, but this blog asserts that there is a second matter that must be evaluated. 

For many decades professional baseball has sponsored minor leagues and development leagues throughout the United States and other areas of the world, notably the Caribbean. The National Basketball Association has its international developmental leagues (approximately 50 current NBA players are foreign-born); the National Football League has flirted with sponsoring football programs in Europe and has scheduled multiple games in London. Regardless of those efforts at producing and evaluating raw talent, the truth is that new entrants into professional athletics come, in the main, from America’s collegiate ranks. Professional interests contribute very little to the development of those collegiate athletes.

To the businesses that collectively represent professional sports this is the equivalent of free research and development. Pharmaceutical companies can make billions in profits from a hot new drug, but only after spending huge sums and many years in developing and testing a new product, followed by a lengthy federal approval process. The “pros” have no R & D budgets in the mode of industry. For the most part they can watch their future assets mature without cost and with an ample pipeline of future supply. Is there something wrong with that picture?

Why aren’t America’s professional sports franchises contributing more to the enhancement of the athletic skills of their future employees? Granted, only a modest percentage of college athletes signs a pro contract and makes the huge money constantly flaunted by our newspapers and other media. But the percentage isn’t the point. The issue is that professional sports leagues and franchises get a free ride when it comes to player development. The colleges of the United States are, in effect, a cost-free minor league system, primarily for the NBA and the NFL and, to a lesser degree, to Major League Baseball. Many of these colleges are state-affiliated, which means taxpayers are funding to some degree the cost of doing business for professional sports.

This blog suggests that pro sports open their ample wallets and give something back to the institutions from which their assets evolve. Try this on: when a player makes a pro team, the league will make a one-time payment to the institution for which the athlete played of $50,000 for each year the athlete competed for that college or university. In the case of “one and done” basketball players, the cost to the league would be $50,000 for each one and done player. For a five year redshirt footballer, the cost would be $250,000. 

Good idea? Maybe. Really bad idea? That too. The point is to talk about this and accept the fact that all bastions of collegiate amateurism have been breached. Once a payment for services concept gets adopted by university athletic departments who knows what the recruiting rules and payment schedules for linebackers or point guards will be. At the very least, the professional sports businesses that benefit from this new world should contribute to its cost.

The Electoral College

By: John C. Lesher

Yes, an Anachronism

Much debate is being joined over the concepts of direct or indirect election of America’s chief executive, The President. Because of a complicated compromise made during the debates in the 1780’s over Constitutional provisions, citizens were given the right to cast a vote during a Presidential election, but not for the President. These votes by citizens were for “electors” chosen by each state who would elect the President in a separate ballot. In spite of the tens of millions who go to the polls every four years and vote—so most believe-- for their preferred Presidential candidate, the fact is that these millions of first round votes only empower 538 individuals, the electors, to engage in a subsequent round of voting. This second round of voting actually elects the president.

Each state is given a certain number of votes by electors and each state sets its own rules as to how electors are appointed and how the electors from that jurisdiction must vote during the second round. The 538 number is the total of seats in the House of Representatives (435), plus the number of federal Senators (100), plus 3 electors representing the District of Columbia. As examples, New Jersey has 12 Members of the House of Representatives and two Senators.  It therefore has 14 electors. Delaware has one House member and two Senators. Delaware therefore has three electoral votes. If a candidate garners 270 electoral votes, that individual becomes President, regardless of the public’s “popular” vote total for any candidate. 

Those few sentences were a very broad-brush summary of an arcane process, but they serve to give sufficient purpose to a questioning of the electoral college system.  A case can be made that 230 years ago the adoption of an indirect electoral process made sense. American democracy, and its national voting for a chief executive, was a new concept, untested and uncertain. Mass education and mass communication were many years in the future and the Founders wondered whether the “average” or “typical” citizen had the background and insight to cast a meaningful ballot. Would the unsophisticated voter be inclined to listen to the siren song of a charismatic demagogue? An Electoral College presumably populated by better educated and politically sophisticated citizens was presented as a guardian against rash judgment.  Elitist? Completely out of sync with current thinking? Yes, definitely, but for its day, it can be argued that it was a rational decision to a perceived problem. 

But this is not 230 years ago. This is 2020 and we have universal suffrage, instant global communications, high levels of literacy and decades of political experience, including a seemingly never-ending Presidential primary season. So why do we keep the electoral college? It is difficult to argue against the claim that the electoral college is an anachronism and its value as a balancing force has dissipated. Simple  fairness would seem to indicate that a candidate receiving the most votes for an office should be awarded the position sought. After all, the Presidency is the only elected position in our federal system where popular vote does not dictate the winner. 

The Clinton v. Trump contest in 2016 is the most recent example of the popular vote leader not becoming President, but this is not a new occurrence. As far back as 1824, Andrew Jackson won the mass vote by a wide margin in a four candidate field but was denied the Presidency. These historical facts beg the question of whether or not we should change the system, but before rushing into a permanent alteration of policy and process, we should step back and think a bit.

Beware of Unintended Consequences

When the Electoral College was conceived, The United States of America was an east coast entity of 13 former colonies and approximately three million citizens represented in the House of Representatives by 65 members, 10 of whom were from Virginia. The Founders had the wisdom to recognize that the original House set-up was somewhat unbalanced and arbitrary. It needed to be modified periodically to reflect the assumed growth of the nation’s population and the possible shift in that population’s geographic locations. Expanded House seating and the addition of new states also were considerations. 

The method chosen to address these matters was the requirement of a national census every 10 years followed by the re-allocation of seats in the expanding House based on the results of each census. Voting power in the “People’s House” was to be shared by the states in proportion to each state’s population relative to the national population. If your state had four percent of the nation’s census population, your state would be allocated four percent of the seats in the House, subject to the rounding of fractional seats. 

In the subsequent centuries the House of Representatives has grown to 435 members; we now have 50 states, over 3,000,000 square miles of land mass and our census population is well over 300 million. More importantly, the nation has seen dramatic shifts in geographic concentrations of that population. The demographics of today’s America were not contemplated by the Founders and those demographics must be considered in any effort to change the Electoral College system to a direct election of the President by popular vote of the people. 

John Kasich understands America’s population demographics. Kasich, a nine term Member of the House from Ohio and a former governor of that state, as well as a Republican presidential candidate in 2016, was on network television in December of 2019 and was asked whether he would favor direct presidential election by the people. His answer was a simple, but emphatic, “No.” Asked to explain, he smiled and said “because I don’t want California to tell me what to do.”

What was Kasich Thinking?

Through the census cycle of 2010, four states dominate membership in the House of Representatives: California, Florida, New York and Texas. Collectively, these four have 143 of the 435 seats (32.8%).  This percentage should increase somewhat after the 2020 census, with preliminary estimates indicating that California is expected to retain its 53 seats, New York to lose at least one seat, and Florida and Texas to gain several. Eight percent of the states therefore will have more than one third of the voting power in the House. They also have approximately one third of the nation’s census population and, presumably, one third of registered voters.

Kasich, the experienced politician, intuitively grasped the two fundamental realities of switching from an Electoral College system to a popular vote mandate. Under a popular vote system, states with very large populations will dominate any electoral campaign and, just as importantly, have outsized influence over any congressional legislative initiatives, particularly those initiatives proposed by a sitting president seeking re-election. The delegations from large population states will demand favorable consideration in such legislation in return for support during election cycles. Congressional “pork” will therefore be rationed disproportionately to the large-population states.

Under popular voting, presidential candidates will focus their campaign efforts on a relatively few jurisdictions. For example, California is an overwhelmingly Democratic Party state where Hillary Clinton won almost 62% of the popular vote in 2016. The Democratic presidential candidate will visit to raise money but will have little need to do intensive campaigning. The votes for Democrats are secure and attracting more votes is not an efficient use of time or money. Under the all-or-nothing electoral college system utilized by most states, all 55 of California’s electoral votes went to Clinton in 2016 and would have done so whether she had spent significant resources there or not. Her time was better spent in smaller, marginal states where the predicted Democratic/Republican vote split was relatively close. 

The lack of campaigning is also true for Republicans in California, but for different reasons. Republican presidential candidates assume they will not win the state’s electoral votes and do not mount intensive campaigns. Like Clinton, they concentrate on states where the chance of gaining voting majorities is feasible. 

Now, consider the change that will occur if a switch to popular voting is adopted. Keeping California as an example---Since popular vote totals would rule, each Party will pour resources into California and its near-forty million residents: Democrats to protect what they already have and Republicans to woo converts. The all-or-nothing Electoral College rules no longer apply and each candidate would get its portion of the vote. This attention is good for residents of California, but it comes at the cost of having a greatly reduced presence by candidates in states that formerly received campaign attention. This scenario will be repeated in a few large states and much of the American public will be on reduced rations when it comes to attention by candidates and the distribution of federal monies. 

A pragmatic negative factor is the process by which the required constitutional amendment would be adopted. If the process is the standard one whereby 75% of the 50 state legislatures must approve an amendment, the possibility of ratification of a switch to popular voting is very problematic. Seven of our states have only one seat in the House of Representatives because of small populations. Five others have only two votes and three more have only 3 Members in the House. Why would these 15 small-population states (with a collective 26 votes in the House) ever vote to ratify an amendment giving power to large states such as Texas and Florida with their combined 63 House votes? Thirty-eight ratifying votes are needed for passage of a Constitutional amendment and 15 votes against such an amendment presumably will be cast by those small states.

Does this mean that we should keep the Electoral College? Not at all.  Much depends on the individual voter’s view of democracy. How important is the popular will when it comes to an election? Intuitively, the collective will of the people should decide who represents us, but the pragmatic reality is that a switch to a popular vote system in the face of twenty-first century demographics will have negative consequences. Legislative dominance by a few states and a fall-off in campaigning in all but the largest states is the prediction of this blog. What do we, as a people, want and what consequences are we willing to accept?

The Census and Citizenship

By: John C. Lesher

The Census and the Matter of Citizenship 

Headlines concerning the House impeachment inquiry have pushed most news from the front page, but a significant issue will reassert itself in the very near future: the decennial Census of the United States will be conducted in 2020. OK—you can yawn now. 

The typical American is aware of this exercise in counting our residents, but lacks an in-depth understanding of how government uses the data compiled during the census year. The most easily understood effect on all of us is program-based at the local level: federal funds for many activities such as school lunches and highway construction are allocated to the many states based on population within a state. State governments then distribute these tax dollars among their departments, institutions, local governments and constituents. Less understood are the electoral consequences of a census tabulation, as noted below.

An Abbreviated Census Primer

The fundamental point to be remembered is that the census is not a count of citizens, or registered voters, or homeowners, or of anything other than residents of the United States at a moment in time. The term “resident” is broadly interpreted by the Census Bureau and includes, in addition to citizens of all ages, both documented and undocumented non-citizens. Tourists staying for short periods are not included, but anyone residing in the U. S. for any appreciable time is eligible to be counted.  The Census Bureau rules for who gets counted and who doesn’t are somewhat puzzling. For example, approximately 4,000,000 citizens of the U.S. are business executives and their dependents stationed overseas. These individuals pay annual taxes to the US Treasury, own property in the States and accumulate annual Social Security benefits, but, because of temporary overseas residence, are not included in the census.

Once fully compiled, the census becomes the basis for all electoral politics in America for the subsequent ten years. The Census Bureau tabulates a national population, breaks that population down by state and completes a process known as apportionment. The Constitution requires that every 10 years the 435 seats in the federal House of Representatives be apportioned among the states according to relative population. If your state has 3% of the nation’s population, your state will get 3% of House memberships, subject to the rounding of fractional seats. That apportionment by the Census Bureau will remain in effect until the next census when the process of census count and relative apportionment will be repeated. Currently, California (53 seats) and Texas (36 seats) lead in congressional representation because of their large populations relative to other states.

Once the state populations and House of Representatives apportionment numbers are determined they are given to the President, the Clerk of the House and to the Governor of each state. At this point the individual states use the population and apportionment data to form geographic electoral units for both federal and state legislative offices according to the procedures contained in each state’s constitution. These geographical units from which office holders are elected are known as “districts” and the process by which they are formed is referenced as “redistricting.” The population numbers tabulated by the Census Bureau are the central element in any redistricting process because a series of United States Supreme Court decisions requires that states form federal electoral districts within their borders that are rigorously equal in population.  State legislative districts have slightly more latitude regarding equality of population, but the starting premise of all redistricting exercises is that Census Bureau population statistics are the fundamental data base. From start (April 1, 2020) to finish the census count/district formation process should take approximately two years; the goal will be to have all electoral units in place well before the November, 2022 elections.

Why is “Are You a Citizen” So Problematic?

The 2020 census data will be used for funds distribution and electoral redistricting in a manner no different from prior decades, but in 2020 the census has engendered a controversy. In decades past a census question was asked: “Where were you born?” If the answer was a location other than the US and its territories a second question requested you to name your place of birth. This two-part inquiry didn’t directly say “are you a citizen,” but it accomplished the same end. In 2020 the Administration has proposed that “are you a citizen” wording be included in the census forms.

Nominally, there should be no controversy over what appears to be an innocuous inquiry. Why shouldn’t a sovereign state be able to determine how many citizens it has? The problem stems from the fact that so much economic and political power flows from the primary census statistic--the population of a given jurisdiction. In our federal system, the greater or lesser a state’s population, the greater or lesser its congressional representation and share of federal tax distributions will be. Anything that can be conceived as reducing a state’s population is a threat to both power and money and will be opposed by the negatively affected parties.

The concern of those in opposition to the citizenship question is that many residents who are here illegally will refuse to be counted out of fear that those admitting to non-citizen status will be turned over to immigration authorities, regardless of assurances that their responses are confidential. This is supposition, but if it happens, states with large undocumented populations (notably California, Texas, Florida and New York) will see their census populations reduced, and will experience a concomitant reduction in congressional apportionment and federal tax distributions. 

At the moment this is a problem more for Democrats than for Republicans. The primary example is California, where the nation’s largest population of undocumented residents is found. If wide-spread refusal to answer the citizenship question were to occur, California could see several congressional seats allocated to other states because its census population would decline. Since California’s congressional delegation is overwhelmingly Democratic (approximately 85%), the Party’s fear is that the seats lost would be held by Democrats and would be gained by Republicans in other states. If that process were repeated in Texas, Florida and New York, a major shift in Party power in Congress could occur. This is all “ifs and maybes,” but the opponents of the question take this potential loss of power quite seriously. In June, 2019 the Supreme Court blocked the Trump administration from adding the citizenship question to the census forms, but the Court’s reasoning left open the possibility that the matter could be reopened.

Will Total Population Continue To Be the Standard?

In early 2016 the Supreme Court settled a controversy in Texas by stating that Texas could go forward with its redistricting and use census data as the basis for the formation of electoral districts that were equal in population. However, the court also said that whether some state at a future date could assert the right to redistrict based on a methodology other than Census Bureau population was an open question. No decision on such an assertion would be forthcoming until a state actually attempted to redistrict without using census statistics and a new formula and procedure were presented to the Court for approval. What would happen if the count of citizens in a given state were that new standard?

America’s population after the 2010 census was approximately 308 million. The number of non-citizens in that population is difficult to determine, but wildly varying and unverified estimates as high as 50 million are proffered. Eliminating non-citizens from the census count would create very real dislocations far in excess of the theoretical fears expressed by opponents of a citizenship question on a census, as discussed earlier in this essay.

In this case, when the apportionment exercise is conducted, only citizens would be included in the formula calculating the apportionment of congressional seats to the states; states with large non-citizen populations (regardless of proper documentation) would lose House membership and states with low non-citizen populations could gain seats. The distribution of legislative power and tax dollars could be altered significantly. As such, a citizenship standard will be resisted fiercely. It would also leave unanswered the question of whether tax distributions to the states should continue to be based on total population because citizenship counts do not necessarily correlate with the number of students receiving lunch aid or the miles of highways within a state needing repair. 

For now, the status quo will be maintained, but these issues of asking a citizenship question on a census and the use of either citizenship or total population as the data base for the formation of electoral districts are not about to disappear.

Gerrymandering

By: John C. Lesher

What is gerrymandering?

Gerrymandering represents the drawing of electoral districts by a state’s politicians in a manner that maximizes the politicians’ chances of re-election and/or maximizes the power of a Party in a state or federal legislature.

The federal Constitution requires that a census of the American population be taken every 10 years and that the 435 seats in our federal House of Representatives be reapportioned immediately subsequent to each census. Seats in Congress are distributed by the Census Bureau to the states according to the relative population of each state. Once each state receives its quota of congressional seats, each state goes through a process of forming the districts from which candidates for office are elected. Thus, every 10 years state and federal district boundaries are “remapped,” in large measure to comply with the legal requirement that each district within a state be equal in population to every other district. As populations ebb and flow among the states, or within a state, the need to balance populations requires a redrawing of district boundaries.

Why is Gerrymandering Criticized?

The sarcastic phrase among political commentators is that the redistricting process results in politicians picking their voters, rather than the other way around. Viewed in isolation, the redistricting process every 10 years makes sense. The problem arises when the politicians who redraw the districts do so for purely political ends, with little or no thought given to logic or to the needs or wants of the electorate. Far too often the redistricting process has been used solely for the allied purposes of incumbency protection and Party dominance.

Redistricting by politicians for politicians is a clear instance of a conflict of interest, but it is a constitutionally-enshrined power taken most seriously by elected officials. Court decisions can mitigate possible redistricting abuse, but the basic power to redistrict is controlled by elected state office-holders and that power is often exercised by them with as much effect on electoral results as is possible. Getting elected or re-elected, and not public service, is the priority. Redistricting consultants, with their census tabulations and voting rolls and computer algorithms, advise politicians where voters live and draw district lines that concentrate or dilute voting power according to perceived political advantage.

It is well established in American law that gerrymandering for racially discriminatory purposes will not be tolerated. However, gerrymandering for political ends is a common practice with little legal oversight. In the past two decades the electorate has awakened to this misuse of power and steps are slowly but surely being taken to curtail abuses. Historically, federal courts, notably the Supreme Court, have been reluctant to involve themselves in what is regarded as a purely political matter, thereby avoiding the accusation of being an arbiter of elections by taking the power to elect away from voters. However, in the past four or five years, activist federal district courts in several locations have begun to take a critical look at gerrymandering.

At the state level, courts in several jurisdictions, Pennsylvania being a salient example, have issued rulings abrogating a state’s redistricting. Advocates for the reform of America’s redistricting process are hopeful that the Supreme Court will declare extreme partisanship in electoral district formation to be a constitutional violation, and issue standards and tests that will stop, or greatly restrict, the ability of legislators to select their voters. Through the end of 2019, that has not happened.

So How Do We Get Out Of This Mess?

The way out is simple to state but difficult to accomplish. There are two choices. The first is to take the redistricting authority out of the hands of elected politicians and place it under the control of a commission whose members are independent of a state legislature’s override or of a gubernatorial veto. In a system featuring true independence from political interference, where incumbency and Party dominance are not considerations, gerrymandering and its accompanying litigation would be minimized and the electorate’s needs would be paramount.

The second method is to keep the redistricting authority in the hands of a state’s legislature, but restrict the legislature’s power to “wheel and deal” by passing constitutional amendments that detail with specificity what the legislature can and cannot consider in a redistricting exercise. This is the method chosen by Florida voters shortly before the 2010 census.

Many states have some form of a commission to either accomplish redistricting or to assist a legislature in its redistricting duties. However, only five states—Arizona, California, Hawaii, Idaho and New Jersey—have commissions that are fully independent of their legislatures and governors for both state and federal redistricting. In the 2018 election cycle, voters in four additional states (Colorado, Michigan, Missouri and Utah) passed legislation to either form commissions or to restrict gerrymandering by their legislators. As is always the case in instances where the voters have taken power from politicians, legal challenges to these new enactments have been filed and it will take many more months before the finality of the enactments in Michigan, Missouri and Utah is determined. Washington has a commission that is quasi-independent: no gubernatorial veto, although the legislature can override the commission map, but only with a 2/3 majority of both houses. In early 2020 Virginia’s State House of Delegates voted to place on the November, 2020 ballot a referendum measure to establish a redistricting commission for that state.

Florida has reformed its redistricting process, and has chosen to do so by means of constitutional amendments that maintain the Florida legislature’s right to redistrict, but which forbid consideration of many things. The operative part of Florida’s constitutional amendments is as follows:

“…(districting maps) may not be drawn to favor or disfavor an incumbent or political party. Districts shall not be drawn to deny racial or language minorities the equal opportunity to participate in the political process and elect representatives of their choice. Districts must be contiguous. Unless otherwise required, districts must be compact, as equal in population as feasible, and where feasible, must make use of existing city, county and geographical boundaries.”

Language similar to that placed into Florida’s constitution is a crucial element in controlling gerrymandering abuse. Adopting an independent commission structure for redistricting will lose much of its effectiveness if a state fails to incorporate into the adopting legislation unambiguous rules as to what is permitted in redistricting matters.

It is easy to talk about these potential fixes to the problem of gerrymandering, but actually adopting a potential solution is far harder. The likelihood of politicians voluntarily relinquishing a constitutionally-granted redistricting power is low. To effect change, citizens have forced the issue and resorted to the device of direct democracy. Ballot initiatives by citizens have been responsible for almost all of the recent instances of significant changes in redistricting authority. Unfortunately, only 26 states and the District of Columbia have constitutional provisions granting direct democracy to citizens.

These citizen-driven initiatives were fiercely resisted by political elites and litigation lasting for a decade or more was experienced. The right of citizens to remove constitutionally-based redistricting power from elected officials was adjudicated in 2015 by the Supreme Court in the case of Arizona State Legislature v. Arizona Independent Redistricting Commission. The Court ruled in a 5-4 split decision that voters have such a right. Now-deceased Justice Antonin Scalia in a scathing dissent said that the Court’s decision defied any logical reading of the constitution.

It is now 2020. The Supreme Court has a more conservative cast that might agree with Justice Scalia. It is possible that new litigation will be filed attempting to overturn the entire concept of citizen initiatives usurping power from a legislature. If such a suit is successful, the commissions adopted by several states would be disbanded and have no further authority. In that event, the path taken by Florida---leaving to the legislature the authority to redistrict, but doing so under restrictive rules of procedure adopted by voters---probably will be the required fallback position if gerrymandering is to be curtailed.

If America is to limit self-interested manipulation of redistricting by its elected politicians, the power to control the process of district formation must either be taken from political elites or have that power greatly circumscribed by the incorporation into state constitutions of plainly stated boundary lines around redistricting exercises. The adoption of independent redistricting commissions or rule-altering amendments to state constitutions would be powerful correctives to an inherently onerous situation.

To Save Two-Party System: End Closed Primaries

By: John C. Lesher

 It is common in liberal democracies governed by parliamentary procedure to see voting rates of 70% or more of eligible voters. A few such governments have a legal requirement for voting, but even if the voting-mandate nations are not considered, parliamentary-based nations experience voluntary participation rates 15-25% higher than in America. With rare exceptions, voting rates by Americans peak at 50-55%  of eligible voters during our quadrennial Presidential election cycles and fall off from those low levels by, roughly, a further 20% in mid-term general election cycles. Our primary election performances are even worse—much worse. This obviously begs two questions: why? and ,what effect does this have on our electoral future?

Make Electoral Politics Attractive

In the opinion of this author, the three P’s of polarization, participation and primaries comprise a witches’ brew that will spell the death knell of the two-party system that has served Americans so well for so many years unless steps are taken to make electoral politics more attractive and meaningful to the voting public. Parliamentary-style electoral processes have much to teach us that can be applied to American elections with very positive effect. Parliamentary systems often have candidates contesting for office from a diverse selection of political parties; there are no tightly grouped and antipodal “liberal” or “conservative” blocs with a vacuum in between, as is often the case in an ideologically-polarized American contest. In a parliamentary election, most often there is a continuum of political thought that has a significant centrist element, in addition to leftist liberal and rightist conservative factions. Also, parliamentary systems frequently have small, fringe parties that appeal to single-issue constituencies. This combination of a candidate/party structure that appeals to a very broad base of political opinion, as well as to those who have strong single-issue agendas, gives voters an eclectic mix of choices and frequently has the dual effect of producing high levels of voter participation along with a moderation of ideological extremism among candidates.

 Lowered polarization and high voting participation rates are desirable attributes in any democracy, and are particularly needed in today’s America. Citizen disgust with uncompromising ideology and polarization is evident in voter registration statistics. Americans are registering without party affiliation at rapidly increasing rates; depending on source, anywhere from one-third to 40% of currently-registered voters opt for non-affiliated (AKA “Independent") status. My belief is that parties are in decline and the two-party system is endangered by this unwillingness to register with a party affiliation, although this is a controversial and disputed topic.

How can we, as a society, reverse the tendency of Americans to be indifferent to voting and electoral participation, and simultaneously mitigate the extreme partisanship in our elected assemblies? I believe the key is our primary system. We must end closed primaries.

You Can Vote Only in the Party Primary for Which You are Registered

A closed primary is one in which the only votes cast are by party-registered voters. A voter can vote only for candidates running on the slate of the party for which the voter has registered. Independents in closed primary states can vote in general elections, but have no right to participate in the primary election process by which candidates get on the general election ballot in the first place.

There is a causal chain started by this primary election disenfranchisement. Since only Party registrants can vote in closed primaries, only those committed to some degree to that Party’s ideology have a say in candidate selection for the general election. The consequence is that candidates in closed primaries appeal to the Party’s base. That base is quite liberal for Democrats and quite conservative for Republicans.  Primary candidates compete to show their ideological colors by announcing themselves as more liberal (Democrats) or more conservative (Republicans) than their primary opponents. The tendency is to move farther and farther to the right or the left and abandon the center. The moderate center has been lost because the Independents who do not choose to be ideologically-based voters cannot exercise the vital democratic right of voting in a closed primary. Rightist-dominated and leftist-dominated party slates for general elections are the result. With few centrist victors in primary contests in closed primary states, the inevitable next step in the causal sequence is legislatures filled with leftist and rightist ideologues who are inflexible in legislative and social policy matters.

This is a recipe for instant polarization and legislative inertia and explains in great measure the wide-spread reluctance of American citizens to participate in the electoral process. Political scientists often assert that the typical American voter is a “median” voter—a centrist who evaluates issues one at a time and who does not have ideological rigidity. However, if the closed primary set-up restricts centrist candidates from being included on general election ballots, why bother to vote if you are a registered Independent and centrist who has no appealing general election choice?

Open Primary Systems Needed

 What to do? States, which have the constitutionally-based right to enact their election protocols, must adopt “open” primary systems if we are ever going to have any semblance of comity and bi-partisanship in our legislative chambers. As of the 2016 election cycle, there were 31 states that had closed primaries; the remaining 19 had some variant of an “open” primary where, depending on the system adopted, independent voters could cast ballots in primary elections and/or voters could “cross-vote” (Dems voting for Repubs or visa versa). Since then, several additional states have moved closer to open primaries, but the number is still far too low. Also, uniformity of rules is not present.

The only state with a truly wide-open primary in which all registrants can vote for any candidate is California and its “top two” system. In “top two” the party elites can select candidates to run for office, but individual citizens also can get themselves listed on the ballot by meeting certain qualification standards. The mix of candidates—party-backed and citizens who are self-promoted—are placed on a single ballot which lists all candidates for all state and local offices. This primary makes no distinction by Party or Independent status.  All registered California voters go to the polls on a single primary election day and vote for candidates for each contested office. Within each office, the “top two” vote-recipients, regardless of Party, compete in the general election. Yes, the general election could have two Democrats or two Republicans opposing each other. Nine of California’s 53 House of Representative contests in 2014 had same-party general election candidates.

Decades ago, when almost every registered voter selected one of the two major parties, and when Democrats had a conservative wing and Republicans had a moderate wing (remember Nelson Rockefeller?), voters had broad choices and the closed primary system of candidate selection worked fairly well. Voting participation rates were high, relative to today, and polarization was far lower. However, once our obsession with ideology took hold, and polarization became its consequence, party loyalty among registrants declined and the contemporary result is a restricted primary system that produces polarization and discourages participation and endangers the two-party system.  We need to have all states adopt fully open primaries whereby all voters, regardless of Party affiliation, can vote for any candidate on a single primary election day. This is nothing more than the application of the eligibility rules for a general election to a primary election.

Open primaries aren’t a silver bullet that will increase participation to 100%, eliminate polarization and single-handedly resuscitate the two-party system, but to paraphrase liberally Churchill’s comment about Democracy, “open primaries are the worst form of selection, except for all the others.”